SourcingSourcing

DLK INVESTMENT ADVISORS, LLC

B53
CRD 328897·SEC 801-131523·MERCER ISLAND, WA
AUM
$140.7M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$422K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DLK INVESTMENT ADVISORS, LLC
CRD
328897
SEC file #
801-131523
EIN
—
DBA names
—

Economics

AUM
$140.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$100.7M → $140.7M▲ +40%
Client mix
Individuals Other26
Individuals High Net Worth6

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
MERCER ISLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEMPSTER, DONALD, OGDEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DEMPSTER, DONALD, OGDEN
Van Winkle, Edmund, Matthew
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6008
Soi Zip Pct 200k Plus
0.4157
Soi Zip Returns 200k Plus
5,280
Soi Zip Total AGI
5,185,558
Fdic Zip Total Deposits
26,758,711,000
Fdic Zip Branch Count
260
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Key Bank of WashingtonMercer Island, WA
U.S. Bank of Washington, National AssociationMercer Island, WA
Fdic Zip HHI
1385.49
Fdic Zip Top Bank Share Pct
25.13
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,777
Returns2,040
Stub 2
AGI39,542
Returns1,060
Stub 3
AGI65,440
Returns1,050
Soi Zip Total Business Income
129,304
Soi Zip Total Cap Gains
876,672
Soi Zip Total Dividends
320,983
Soi Zip Total Returns
12,700
Top Owner CRD
2500548
Trust Company Affiliate
No

People (2)

2
DEMPSTER, DONALD, OGDEN
IAR · Direct Owner · 87.5%
2500548
Van Winkle, Edmund, Matthew
IAR · Executive Officer · 2.5%
7497834