SourcingSourcing

CURAFIN ADVISORS, LLC

C30
CRD 329091·SEC 801-129547·PHOENIX, AZ
AUM
$748.4M
$500M-$1B
Est. Revenue
$7.5M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$18.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CURAFIN ADVISORS, LLC
CRD
329091
SEC file #
801-129547
EIN
—
DBA names
Curafin Advisors

Economics

AUM
$748.4M
AUM band
$500M-$1B
AUM trajectory
'25'26
$448.4M → $748.4M▲ +67%
Client mix
Pension Profit Sharing Plans96
Pooled Investment Vehicles15

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
curafinadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MTWEST, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
MTWEST, LLC
WEST, SHAWN, JEROME
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CURAFINADVISORS.COM
Rdap Domain Creation Date
2017-10-12T18:54:42Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
310,203
Form 5500 Compensation Trajectory 3y
2025310,203
Form 5500 Plan Count Trajectory 3y
20257
Schedule C Total Compensation
310,203
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2826
Soi Zip Pct 200k Plus
0.1196
Soi Zip Returns 200k Plus
2,340
Soi Zip Total AGI
3,420,591
Fdic Zip Total Deposits
183,934,253,000
Fdic Zip Branch Count
959
Fdic Zip Top Banks
Western Alliance Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationPhoenix, AZ
Bank One, Arizona, National AssociationPhoenix, AZ
Fdic Zip HHI
851.16
Fdic Zip Top Bank Share Pct
25.56
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-12T18:54:42Z
Rdap Domain Last Changed
2025-10-13T17:01:36Z
Rdap Nameservers
Ns77.domaincontrol.comNs78.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,378
Returns3,880
Stub 2
AGI178,226
Returns4,720
Stub 3
AGI209,228
Returns3,410
Soi Zip Total Business Income
89,276
Soi Zip Total Cap Gains
520,889
Soi Zip Total Dividends
181,714
Soi Zip Total Returns
19,570
Trust Company Affiliate
No

People (3)

3
WEST, SHAWN, JEROME
IAR · Executive Officer · 2.5%
6102066
ANDREW S WARNING
Executive Officer · 2.5%
3211861
Ty Daniel Wheeler
IAR
7701953