SourcingSourcing

FINIAT, LLC

C37
CRD 329094·SEC 801-129206·MOUNT DORA, FL
AUM
$25.6M
$25M-$100M
Est. Revenue
$256K
@ 1% on AUM
Est. EBITDA
$77K
@ 30% margin
Est. Deal Value
$613K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINIAT, LLC
CRD
329094
SEC file #
801-129206
EIN
—
DBA names
—

Economics

AUM
$25.6M
AUM band
$25M-$100M
AUM trajectory
—
Client mix
Other Investment Advisers1

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
MOUNT DORA FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
finiat.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BANDY, ROBERT, L
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BANDY, ROBERT, L
Bandy, Roman, Cole
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINIAT.COM
Rdap Domain Creation Date
2017-05-25T04:49:40Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2581
Soi Zip Pct 200k Plus
0.0754
Soi Zip Returns 200k Plus
1,160
Soi Zip Total AGI
1,477,283
Fdic Zip Total Deposits
18,827,536,000
Fdic Zip Branch Count
333
Fdic Zip Top Banks
The First National Bank of Mount Dora
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
United Southern BankMount Dora, FL
Barnett Bank of Lake County, National AssociationMount Dora, FL
Fdic Zip HHI
1069.8
Fdic Zip Top Bank Share Pct
23.05
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-25T04:49:40Z
Rdap Domain Last Changed
2025-05-25T14:47:57Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,021
Returns4,050
Stub 2
AGI129,442
Returns3,550
Stub 3
AGI136,232
Returns2,210
Soi Zip Total Business Income
30,022
Soi Zip Total Cap Gains
113,701
Soi Zip Total Dividends
51,848
Soi Zip Total Returns
15,380
Top Owner CRD
4290169
Trust Company Affiliate
No

People (3)

3
BANDY, ROBERT, L
Direct Owner · 87.5%
4290169
Bandy, Roman, Cole
IAR · Executive Officer · 2.5%
7037244
Deangelis, Mark, Joseph
Executive Officer · 2.5%
2827088