SourcingSourcing

PEAKSHARES LLC

C46
CRD 329193·SEC 801-129548·TAMPA, FL
AUM
$110.0M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$330K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEAKSHARES LLC
CRD
329193
SEC file #
801-129548
EIN
933581210
DBA names
—

Economics

AUM
$110.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$17.4M → $110.0M▲ +531%
Client mix
Investment Companies2

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
peaksharesfunds.com

Compliance

Disclosures (firm)
8
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CICCATI, RANDALL, LEE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
CICCATI, RANDALL, LEE
SINGH, RAMESHWAR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PEAKSHARESFUNDS.COM
Rdap Domain Creation Date
2024-03-05T22:09:33Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002113507
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-03-10
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001398344-26-008442

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
2701 N ROCKY POINT DRIVESUITE 100TAMPA, FL 33607
Business
2701 N ROCKY POINT DRIVESUITE 100TAMPA, FL 33607
Edgar EIN
933581210
Edgar Recent Filings
13F-HR2026-05-06 · 0001398344-26-008442
13F-HR2026-03-10 · 0001398344-26-004936
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-05T22:09:33Z
Rdap Domain Last Changed
2026-03-05T12:23:14Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1569353
Trust Company Affiliate
No

People (4)

4
RANDALL LEE CICCATI
Direct Owner · 37.5%
1569353
RAMESHWAR SINGH
Direct Owner · 37.5%
4660047
Bahri, Rohan
Direct Owner · 7.5%
7418228
SAAD RAHMOUNI IDRISSI
Executive Officer · 2.5%
4071743