PLATFORM WEALTH MANAGEMENT, LLC

CRD

329313

SEC file #

801-129811

EIN

933637643

DBA names

Platform Wealth Advisors

Economics

AUM

$600.5M

AUM band

$500M-$1B

AUM trajectory

'25 · $328.6M

'26 · $600.5M

'25'26

$328.6M → $600.5M▲ +83%

sec adv history

Client mix

Individuals Other	178
Individuals High Net Worth	78
Pension Profit Sharing Plans	10
Corporations	2
Charitable Organizations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 9 advisors

'26 · 10 advisors

'25'26

9 advisors → 10 advisors▲ +11%

sec adv history

Primary office

HOLLADAY UT

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/11/2026

linkedin.com/company/platform-wealth-advisors/about(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PT&C GROUP, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

PT&C GROUP, LLC

STOVESAND, KIRK, BRIAN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002110622

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-02-11

Edgar Last Filing Date

2026-02-11

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-02-11

Accession0002110622-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3536

Soi Zip Pct 200k Plus

0.1414

Soi Zip Returns 200k Plus

2,840

Soi Zip Total AGI

2,960,862

Fdic Zip Total Deposits

244,390,419,000

Fdic Zip Branch Count

486

Fdic Zip Top Banks

SoFi Bank, National Association

GE Capital Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

6510 S MILLROCK DRSUITE 415HOLLADAY, UT 84121

Business

6510 S MILLROCK DRSUITE 415HOLLADAY, UT 84121

Edgar EIN

933637643

Edgar Recent Filings

13F-HR2026-02-11 · 0002110622-26-000001

Fdic Zip Branches Raw

Key Bank of UtahSalt Lake City, UT

First Interstate Bank of Utah, National AssociationSalt Lake City, UT

Fdic Zip HHI

1510.15

Fdic Zip Top Bank Share Pct

26.83

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	50,771
Returns	4,130

Stub 2

AGI	140,403
Returns	3,750

Stub 3

AGI	181,538
Returns	2,930

Soi Zip Total Business Income

66,153

Soi Zip Total Cap Gains

243,082

Soi Zip Total Dividends

95,059

Soi Zip Total Returns

20,080

Trust Company Affiliate