SourcingSourcing

QUANTCA FINANCIAL LLC

C42
CRD 329324·SEC 801-131036·EDMONDS, WA
AUM
$10K
<$25M
Est. Revenue
$103.9
@ 1% on AUM
Est. EBITDA
$31.17
@ 30% margin
Est. Deal Value
$249.36
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
QUANTCA FINANCIAL LLC
CRD
329324
SEC file #
801-131036
EIN
—
DBA names
Quantca Financial

Economics

AUM
$10K
AUM band
<$25M
AUM trajectory
'25'26
$10K → $10K▲ +4%
Client mix
Individuals Other2

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
EDMONDS WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesMarket timing services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
vimeo.com/quantca

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Farrell, Aaron, James
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Farrell, Aaron, James
Farrell, Reginald, Spencer
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VIMEO.COM
Rdap Domain Creation Date
2004-12-15T08:38:55Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4783
Soi Zip Pct 200k Plus
0.2373
Soi Zip Returns 200k Plus
2,620
Soi Zip Total AGI
2,143,092
Fdic Zip Total Deposits
23,095,315,000
Fdic Zip Branch Count
313
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Interactive Brokers2
Fdic Zip Branches Raw
U.S. Bank of Washington, National AssociationEdmonds, WA
Frontier BankEdmonds, WA
Fdic Zip HHI
691.49
Fdic Zip Top Bank Share Pct
14.45
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-15T08:38:55Z
Rdap Domain Last Changed
2025-11-13T12:01:58Z
Rdap Nameservers
Ns-1463.awsdns-54.orgNs-1886.awsdns-43.co.ukNs-682.awsdns-21.netNs-70.awsdns-08.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI20,248
Returns1,790
Stub 2
AGI53,724
Returns1,420
Stub 3
AGI89,440
Returns1,440
Soi Zip Total Business Income
55,124
Soi Zip Total Cap Gains
290,381
Soi Zip Total Dividends
126,224
Soi Zip Total Returns
11,040
Top Owner CRD
7844212
Trust Company Affiliate
No

People (2)

2
Farrell, Aaron, James
IAR · Direct Owner · 87.5%
7844212
Farrell, Reginald, Spencer
Direct Owner · 17.5%
7844214