SourcingSourcing

NILES INVESTMENT MANAGEMENT, LLC

C49
CRD 329384·SEC 801-129726·PLANTATION, FL
AUM
$185.5M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$556K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NILES INVESTMENT MANAGEMENT, LLC
CRD
329384
SEC file #
801-129726
EIN
000000000
DBA names
—

Economics

AUM
$185.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$118.8M → $185.5M▲ +56%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
PLANTATION FL
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
nilesinvestmentmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NILES, DANIEL, T
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NILES, DANIEL, T
Niles, Jennifer, Elizabeth
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NILESINVESTMENTMANAGEMENT.COM
Rdap Domain Creation Date
2023-10-25T22:27:05Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002017639
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2024-05-17
Edgar Last Filing Date
2026-05-15
Edgar Form D Count
3
Edgar Form D Offerings
2026-05-152026-05-15 · 0002017639-26-000001
2025-05-152025-05-15 · 0002017639-25-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2482
Soi Zip Pct 200k Plus
0.0878
Soi Zip Returns 200k Plus
2,250
Soi Zip Total AGI
2,786,870
Fdic Zip Total Deposits
62,921,767,000
Fdic Zip Branch Count
631
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Morgan Stanley6
Northern Trust4
E*trade4
Edgar Addresses
Mailing
7901 SW 6TH CT.SUITE 350PLANTATION, FL
Business
7901 SW 6TH CT.SUITE 350PLANTATION, FL
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-05-15 · 0002017639-26-000001
D/A2025-05-15 · 0002017639-25-000003
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Plantation, FL
Intercontinental BankPlantation, FL
Fdic Zip HHI
696.67
Fdic Zip Top Bank Share Pct
17.92
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-25T22:27:05Z
Rdap Domain Last Changed
2025-10-10T07:38:20Z
Rdap Nameservers
Ns1.domain.comNs2.domain.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI83,480
Returns6,560
Stub 2
AGI211,205
Returns5,710
Stub 3
AGI264,896
Returns4,300
Soi Zip Total Business Income
62,132
Soi Zip Total Cap Gains
229,515
Soi Zip Total Dividends
75,758
Soi Zip Total Returns
25,620
Top Owner CRD
2091855
Trust Company Affiliate
Yes

People (3)

3
NILES, DANIEL, T
IAR · Direct Owner · 62.5%
2091855
Niles, Jennifer, Elizabeth
Direct Owner · 37.5%
7852492
WOOD, GEORGE, JARDIN
Executive Officer · 2.5%
8060173