SourcingSourcing

GATEPASS CAPITAL, LLC

B51
CRD 329404·SEC 801-129402·INDEPENDENCE, OH
AUM
$299.1M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$897K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GATEPASS CAPITAL, LLC
CRD
329404
SEC file #
801-129402
EIN
934616711
DBA names
Gatepass Capital, Llc

Economics

AUM
$299.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$261.7M → $299.1M▲ +14%
Client mix
Individuals High Net Worth90
Individuals Other62
Pooled Investment Vehicles6
Charitable Organizations4
Pension Profit Sharing Plans3

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
INDEPENDENCE OH
Branches
Count1

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/gatepass-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GATEPASS CAPITAL HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
GATEPASS CAPITAL HOLDINGS, LLC
JENKINS, MATTHEW, RAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:gatepass.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002087399
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-09-22
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0002087399-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
5005 ROCKSIDE ROADSUITE 230INDEPENDENCE, OH 44131
Business
5005 ROCKSIDE ROADSUITE 230INDEPENDENCE, OH 44131
Edgar EIN
934616711
Edgar Recent Filings
13F-HR2026-05-06 · 0002087399-26-000002
13F-HR2026-02-09 · 0002087399-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
LAPUMA, DAVID, RICHARD
IAR · Executive Officer · 2.5%
5754662
JENKINS, MATTHEW, RAY
Executive Officer · 2.5%
3101206
Towne, Robert, Frank
Executive Officer · 2.5%
7933829
CHRISTINE ANN KALT
IAR
6552437
ANTHONY NICHOLAS DEBALTZO
IAR
6609549