SourcingSourcing

TRIAVERA CAPITAL LLC

B56
CRD 329548·SEC 801-134054·LARKSPUR, CA
AUM
$220.6M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$662K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRIAVERA CAPITAL LLC
CRD
329548
SEC file #
801-134054
EIN
933009720
DBA names
—

Economics

AUM
$220.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$198.7M → $220.6M▲ +11%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
LARKSPUR CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KAHN, MICHAEL, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KAHN, MICHAEL, DAVID
Berta, Tony, Michael
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002011325
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002011325-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5546
Soi Zip Pct 200k Plus
0.3473
Soi Zip Returns 200k Plus
1,240
Soi Zip Total AGI
1,204,661
Fdic Zip Total Deposits
6,845,108,000
Fdic Zip Branch Count
97
Fdic Zip Top Banks
Bank of America, National Association
Westamerica Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
60 E. SIR FRANCIS DRAKE BLVDSUITE 302LARKSPUR, CA 94939
Business
60 E. SIR FRANCIS DRAKE BLVDSUITE 302LARKSPUR, CA 94939
Edgar EIN
933009720
Edgar Recent Filings
13F-HR2026-05-15 · 0002011325-26-000003
13F-HR2026-02-17 · 0002011325-26-000002
Fdic Zip Branches Raw
Home Savings of America, FSBGreenbrae, CA
Westamerica BankLarkspur, CA
Fdic Zip HHI
1865.71
Fdic Zip Top Bank Share Pct
27.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI6,531
Returns600
Stub 2
AGI12,786
Returns340
Stub 3
AGI22,510
Returns360
Soi Zip Total Business Income
50,087
Soi Zip Total Cap Gains
236,406
Soi Zip Total Dividends
64,676
Soi Zip Total Returns
3,570
Top Owner CRD
4225771
Trust Company Affiliate
No

People (2)

2
KAHN, MICHAEL, DAVID
Direct Owner · 87.5%
4225771
Berta, Tony, Michael
Executive Officer · 2.5%
6631336