SourcingSourcing

AMPERSAND CAPITAL GROUP, L.P.

C49
CRD 329612·SEC 801-133790·BURLINGAME, CA
AUM
$235.1M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$705K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMPERSAND CAPITAL GROUP, L.P.
CRD
329612
SEC file #
801-133790
EIN
922106566
DBA names
—

Economics

AUM
$235.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$176.7M → $235.1M▲ +33%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BURLINGAME CA
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRIKHA, NIKHIL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
TRIKHA, NIKHIL
AMPERSAND CAPITAL GROUP GP, LLC
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002059671
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-04-09
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002059671-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley4
E*trade4
Northern Trust2
Edgar Addresses
Mailing
1290 HOWARD AVENUE, SUITE 201-DBURLINGAME, CA 94010
Business
1290 HOWARD AVENUE, SUITE 201-DBURLINGAME, CA 94010
Edgar EIN
922106566
Edgar Recent Filings
13F-HR2026-05-15 · 0002059671-26-000002
13F-HR2026-02-17 · 0002059671-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5355855
Trust Company Affiliate
Yes

People (2)

2
TRIKHA, NIKHIL
Direct Owner · 87.5%
5355855
YEE, VIRGINIA
Executive Officer · 2.5%
2519704