SourcingSourcing

ROCKBRIDGE ASSET MANAGEMENT, LLC

A85
CRD 329880·SEC 801-129762·ALEXANDRIA, VA
AUM
$218.0M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$654K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCKBRIDGE ASSET MANAGEMENT, LLC
CRD
329880
SEC file #
801-129762
EIN
990632871
DBA names
—

Economics

AUM
$218.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$189.4M → $218.0M▲ +15%
Client mix
Individuals High Net Worth44
Individuals Other12
Pooled Investment Vehicles2

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
ALEXANDRIA VA
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rockbridgecap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KEEFE, PETER, CREIGHTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KEEFE, PETER, CREIGHTON
KELLY, DENNIS, PETER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.547
Web Signal Quality
ok
Wayback Last Material Change
2025-08-13T15:32:38.000Z
Wayback Snapshot Count
25
Wayback Snapshots Last 12mo
4
Wayback First Snapshot
2004-03-22T13:42:10.000Z
Wayback Last Snapshot
2025-08-13T15:32:38.000Z
Rdap Domain
ROCKBRIDGECAP.COM
Rdap Domain Creation Date
2023-11-25T18:54:29Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002056320
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002056320-26-000006
Edgar Former Names
Rockbridge Capital Management LLC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5329
Soi Zip Pct 200k Plus
0.2367
Soi Zip Returns 200k Plus
5,280
Soi Zip Total AGI
4,365,533
Fdic Zip Total Deposits
100,370,850,000
Fdic Zip Branch Count
750
Fdic Zip Top Banks
SunTrust Bank
Burke & Herbert Bank & Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (29)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Interactive Brokers6
Fidelity4
E*trade4
Edgar Addresses
Mailing
225 REINEKERS LANESUITE 625ALEXANDRIA, VA 22314
Business
225 REINEKERS LANESUITE 625ALEXANDRIA, VA 22314
Edgar EIN
990632871
Edgar Recent Filings
13F-HR2026-05-15 · 0002056320-26-000006
13F-HR2026-02-12 · 0002056320-26-000003
Fdic Zip Branches Raw
Burke & Herbert Bank & Trust CompanyAlexandria, VA
Burke & Herbert Bank & Trust CompanyAlexandria, VA
Fdic Zip HHI
1141.77
Fdic Zip Top Bank Share Pct
24.06
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-25T18:54:29Z
Rdap Domain Last Changed
2025-09-22T23:57:25Z
Rdap Nameservers
Ns59.worldnic.comNs60.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,430
Returns2,470
Stub 2
AGI86,154
Returns2,280
Stub 3
AGI177,066
Returns2,820
Soi Zip Total Business Income
149,696
Soi Zip Total Cap Gains
451,010
Soi Zip Total Dividends
202,483
Soi Zip Total Returns
22,310
Top Owner CRD
720981
Trust Company Affiliate
No
Wayback Avg Days Between Changes
601.1
Wayback Distinct Digest Count
14

People (3)

3
KEEFE, PETER, CREIGHTON
IAR · Direct Owner · 87.5%
720981
KELLY, DENNIS, PETER
Executive Officer · 2.5%
8219198
Petro, Quinten, Alexander
Executive Officer · 2.5%
7305617