SourcingSourcing

RELATION WEALTH MANAGEMENT, INC.

C35
CRD 329961·SEC 801-129663·TULSA, OK
AUM
$541.2M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RELATION WEALTH MANAGEMENT, INC.
CRD
329961
SEC file #
801-129663
EIN
—
DBA names
—

Economics

AUM
$541.2M
AUM band
$500M-$1B
AUM trajectory
'25'26
$417.9M → $541.2M▲ +30%
Client mix
Individuals Other54
Individuals High Net Worth42
Pension Profit Sharing Plans30

Operations

Employees (total)
12
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/21/2026
ADV-W filed at
—
Website
relationwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RELATION INSURANCE, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
RELATION INSURANCE, INC.
HALL, TIMOTHY, JON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RELATIONWEALTH.COM
Rdap Domain Creation Date
2024-01-20T16:02:15Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
93,430
Form 5500 Compensation Trajectory 3y
202574,483
202618,947
Form 5500 Plan Count Trajectory 3y
20254
20261
Schedule C Total Compensation
93,430
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2322
Soi Zip Pct 200k Plus
0.0725
Soi Zip Returns 200k Plus
1,630
Soi Zip Total AGI
1,873,524
Fdic Zip Total Deposits
29,731,287,000
Fdic Zip Branch Count
626
Fdic Zip Top Banks
Arvest Bank
BOKF, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
The F & M Bank and Trust CompanyTulsa, OK
Triad Bank, National AssociationTulsa, OK
Fdic Zip HHI
650.67
Fdic Zip Top Bank Share Pct
16.04
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-01T11:59:59Z
Rdap Domain Last Changed
2024-08-08T16:52:48Z
Rdap Nameservers
Cartman.ns.cloudflare.comSelah.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI77,728
Returns6,120
Stub 2
AGI211,098
Returns5,740
Stub 3
AGI209,356
Returns3,400
Soi Zip Total Business Income
63,160
Soi Zip Total Cap Gains
82,313
Soi Zip Total Dividends
45,526
Soi Zip Total Returns
22,480
Trust Company Affiliate
No

People (10)

10
TIMOTHY JON HALL
Executive Officer · 2.5%
4967751
Hartmann, Charissa, Lynn
Executive Officer · 2.5%
7228165
Rager, Kate
Executive Officer · 2.5%
7870629
TIMOTHY JOHN ELLSWORTH
IAR
1539321
ROBERT PAUL MARCOUX
IAR
4857455
MICHAEL ALAN ALFRED
IAR
4558272
Melissa Arnell Thompson
IAR
6429957
SCOTT A SCHECHINGER
IAR
4724573
MATTHEW A STALLONE
IAR
7051217
Kennedy Lewellen Alley
IAR
7319396