SourcingSourcing

IWEALTH FINANCIAL, LLC

C47
CRD 329980·SEC 801-129824·WASECA, MN
AUM
$311.6M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$935K
@ 30% margin
Est. Deal Value
$7.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
IWEALTH FINANCIAL, LLC
CRD
329980
SEC file #
801-129824
EIN
—
DBA names
Iwealth

Economics

AUM
$311.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$230.7M → $311.6M▲ +35%
Client mix
Individuals Other647
Individuals High Net Worth67

Operations

Employees (total)
14
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
WASECA MN
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
x.com/iwealth4me

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KC HOLDINGS I, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
KC HOLDINGS I, LLC
CONNORS, BRADLEY, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1902
Soi Zip Pct 200k Plus
0.032
Soi Zip Returns 200k Plus
190
Soi Zip Total AGI
388,084
Fdic Zip Total Deposits
7,763,114,000
Fdic Zip Branch Count
137
Fdic Zip Top Banks
Roundbank
The First National Bank of Waseca

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
Valley National Bank of North MankatoWaseca, MN
Norwest Bank Waseca, National AssociationWaseca, MN
Fdic Zip HHI
2754.54
Fdic Zip Top Bank Share Pct
40.99
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,026
Returns1,630
Stub 2
AGI55,037
Returns1,470
Stub 3
AGI66,037
Returns1,080
Soi Zip Total Business Income
9,000
Soi Zip Total Cap Gains
14,575
Soi Zip Total Dividends
3,900
Soi Zip Total Returns
5,940
Trust Company Affiliate
No

People (6)

6
Potter, Matthew
IAR · Executive Officer · 2.5%
7492910
CONNORS, BRADLEY, EDWARD
IAR · Executive Officer · 2.5%
2523354
GARY FRANK GUENTZEL
IAR
1549711
SHAWN TODD POMEROY
IAR
4679246
Johnathon Percy Eykyn
IAR
7327314
JEREMY J HERKENHOFF
IAR
7895497