SourcingSourcing

AXIUS ADVISORS LLC

C41
CRD 330006·SEC 801-130416·SAINT CHARLES, MO
AUM
$623.8M
$500M-$1B
Est. Revenue
$6.2M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AXIUS ADVISORS LLC
CRD
330006
SEC file #
801-130416
EIN
—
DBA names
—

Economics

AUM
$623.8M
AUM band
$500M-$1B
AUM trajectory
—
Client mix
Individuals Other1,113
Individuals High Net Worth118

Operations

Employees (total)
9
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
8 advisors → 8 advisors▬ 0%
Primary office
SAINT CHARLES MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
linkedin.com/company/axius-financial;(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOCKER, JEFF, RYAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LOCKER, JEFF, RYAN
REED, THOMAS, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3137
Soi Zip Pct 200k Plus
0.0923
Soi Zip Returns 200k Plus
2,210
Soi Zip Total AGI
2,237,527
Fdic Zip Total Deposits
14,851,358,000
Fdic Zip Branch Count
376
Fdic Zip Top Banks
U.S. Bank National Association
NEW FRONTIER BANK

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
11
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First BankSt. Charles, MO
United Missouri Bank of St. Louis, National AssociationSt. Charles, MO
Fdic Zip HHI
992.16
Fdic Zip Top Bank Share Pct
24.61
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI63,177
Returns5,120
Stub 2
AGI184,744
Returns4,930
Stub 3
AGI229,445
Returns3,720
Soi Zip Total Business Income
52,034
Soi Zip Total Cap Gains
66,863
Soi Zip Total Dividends
40,848
Soi Zip Total Returns
23,940
Top Owner CRD
3181054
Trust Company Affiliate
No

People (12)

12
LOCKER, JEFF, RYAN
IAR · Direct Owner · 87.5%
3181054
REED, THOMAS, ROBERT
IAR · Direct Owner · 37.5%
2156095
SCOTT MICHAEL BROWNE
IAR
6057356
LORI ANN TURNER
IAR
3274577
RONALD WAYNE KLENKE
IAR
1913241
Timothy John Chambliss
IAR
6518815
STEVEN LEWIS STILLMAN
IAR
2119454
MICHAEL ALAN ORR
IAR
4865641
Kurt Walter Sergiewich
IAR
6354656
CHRISTOPHER JOSEPH JACOBS
IAR
6518266
STEVEN CHAPPELEAR KENNY
IAR
1082905
KELLY LYNN STONEBARGER
IAR
3241543