BLUEWATER WEALTH ADVISORS, LLC

CRD

330078

SEC file #

801-129724

EIN

—

DBA names

—

Economics

AUM

$145.8M

AUM band

$100M-$500M

AUM trajectory

'25 · $97.1M

'26 · $145.8M

'25'26

$97.1M → $145.8M▲ +50%

sec adv history

Client mix

Individuals High Net Worth	19
Individuals Other	8

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 3 advisors

'26 · 3 advisors

'25'26

3 advisors → 3 advisors▬ 0%

sec adv history

Primary office

VESTAVIA HILLS AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/23/2026

ADV-W filed at

—

Website

bluewaterwa.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

K4 HOLDINGS, LLC

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

K4 HOLDINGS, LLC

SH2 HOLDINGS, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BLUEWATERWA.COM

Rdap Domain Creation Date

2023-12-07T00:14:35Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Registered

sec edgar

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4162

Soi Zip Pct 200k Plus

0.2199

Soi Zip Returns 200k Plus

2,230

Soi Zip Total AGI

1,931,567

Fdic Zip Total Deposits

27,814,830,000

Fdic Zip Branch Count

315

Fdic Zip Top Banks

Nexity Bank

Regions Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Fdic Zip Branches Raw

First Alabama BankCahaba Heights, AL

Highland BankBirmingham, AL

Fdic Zip HHI

1187.07

Fdic Zip Top Bank Share Pct

20.23

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-07T00:14:35Z

Rdap Domain Last Changed

2025-12-07T12:48:22Z

Rdap Nameservers

Ns31.domaincontrol.comNs32.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	22,037
Returns	1,930

Stub 2

AGI	58,645
Returns	1,570

Stub 3

AGI	90,284
Returns	1,460

Soi Zip Total Business Income

71,671

Soi Zip Total Cap Gains

256,306

Soi Zip Total Dividends

94,116

Soi Zip Total Returns

10,140

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