SourcingSourcing

UTI INVESTMENTS AMERICA LIMITED

C35
CRD 330110·SEC 801-129655
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UTI INVESTMENTS AMERICA LIMITED
CRD
330110
SEC file #
801-129655
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/10/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UTI INTERNATIONAL LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
5
Control Persons
UTI INTERNATIONAL LIMITED
AGARWAL, SAMEER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
AGARWAL, SAMEER
IAR · Executive Officer · 2.5%
5980914
Jagwani, Praveen
Executive Officer · 2.5%
7870972
Khandelwal, Manish
Executive Officer · 2.5%
8023528
JOHN KEITH DWYER
Executive Officer · 2.5%
2551964
Sean Telford
IAR
6976351