SourcingSourcing

ALLEGIANT WEALTH ADVISORS, LLC

C39
CRD 330239·SEC 801-130800·TULSA, OK
AUM
$1.17B
$1B+
Est. Revenue
$11.7M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$28.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLEGIANT WEALTH ADVISORS, LLC
CRD
330239
SEC file #
801-130800
EIN
—
DBA names
—

Economics

AUM
$1.17B
AUM band
$1B+
AUM trajectory
'25'26
$956.5M → $1.17B▲ +22%
Client mix
Individuals High Net Worth34

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
allegiantwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLEGIANT WEALTH HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
ALLEGIANT WEALTH HOLDINGS, LLC
Arens, James, Frederick
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALLEGIANTWEALTH.COM
Rdap Domain Creation Date
2015-03-22T18:40:12Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2243
Soi Zip Pct 200k Plus
0.0601
Soi Zip Returns 200k Plus
590
Soi Zip Total AGI
792,133
Fdic Zip Total Deposits
38,963,396,000
Fdic Zip Branch Count
598
Fdic Zip Top Banks
Bank of Oklahoma, National Association
SpiritBank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Triad Bank, National AssociationTulsa, OK
Bank IV Oklahoma, National AssociationTulsa, OK
Fdic Zip HHI
808.52
Fdic Zip Top Bank Share Pct
18.82
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-03-22T18:40:12Z
Rdap Domain Last Changed
2024-07-21T18:14:10Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,601
Returns2,800
Stub 2
AGI91,357
Returns2,500
Stub 3
AGI87,096
Returns1,420
Soi Zip Total Business Income
24,311
Soi Zip Total Cap Gains
50,703
Soi Zip Total Dividends
25,036
Soi Zip Total Returns
9,810
Trust Company Affiliate
No

People (2)

2
Arens, James, Frederick
IAR · Executive Officer · 2.5%
7921383
Lesa Anne Creveling
IAR
8105911