SourcingSourcing

RETIREMENT PORTFOLIOS, LLC

C29
CRD 330289·SEC 801-131708·LAWRENCE, KS
AUM
$290.0M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$870K
@ 30% margin
Est. Deal Value
$7.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT PORTFOLIOS, LLC
CRD
330289
SEC file #
801-131708
EIN
—
DBA names
—

Economics

AUM
$290.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$153.0M → $290.0M▲ +90%
Client mix
Individuals Other155
Individuals High Net Worth90

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
LAWRENCE KS
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
facebook.com/retirementteam(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHUMAKER, RYAN, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SHUMAKER, RYAN, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:retirementportfolios.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3058
Soi Zip Pct 200k Plus
0.1003
Soi Zip Returns 200k Plus
1,590
Soi Zip Total AGI
1,538,503
Fdic Zip Total Deposits
12,507,181,000
Fdic Zip Branch Count
404
Fdic Zip Top Banks
Capitol Federal Savings Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Altruist4
E*trade4
Fdic Zip Branches Raw
Capitol Federal Savings and Loan AssociationLawrence, KS
Mercantile Bank of Lawrence National AssociationLawrence, KS
Fdic Zip HHI
925.92
Fdic Zip Top Bank Share Pct
24.21
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI44,917
Returns3,690
Stub 2
AGI127,169
Returns3,410
Stub 3
AGI141,506
Returns2,290
Soi Zip Total Business Income
44,462
Soi Zip Total Cap Gains
112,945
Soi Zip Total Dividends
40,936
Soi Zip Total Returns
15,860
Top Owner CRD
5598699
Trust Company Affiliate
No

People (2)

2
SHUMAKER, RYAN, WAYNE
IAR · Direct Owner · 87.5%
5598699
Joel Parker Kasten
IAR
7570795