SourcingSourcing

GARDEN INVESTMENT MANAGEMENT, L.P.

C42
CRD 330358·SEC 801-130995·GREENWICH, CT
AUM
$507.7M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GARDEN INVESTMENT MANAGEMENT, L.P.
CRD
330358
SEC file #
801-130995
EIN
990570517
DBA names
Garden Investments

Economics

AUM
$507.7M
AUM band
$500M-$1B
AUM trajectory
'25'26
$463.1M → $507.7M▲ +10%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
6 advisors → 8 advisors▲ +33%
Primary office
GREENWICH CT
Branches
Count1

Custodian & Brokerage

Primary custodian
JPMorganmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/garden-investments(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EDWARD P GARDEN 2020
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
EDWARD P GARDEN 2020
FAUSER, CHAD, WARREN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002044217
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002391

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Jpmorgan2
Morgan Stanley1
Full
Morgan Stanley11
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
73 ARCH STREET, 2ND FLOORGREENWICH, CT 06830
Business
73 ARCH STREET, 2ND FLOORGREENWICH, CT 06830
Edgar EIN
990570517
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002391
13F-HR2026-02-17 · 0001172661-26-000826
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
FAUSER, CHAD, WARREN
Executive Officer · 2.5%
2774225
GARDEN, EDWARD, PATRICK
Executive Officer · 2.5%
1317760
JACOBY, BRIAN, MARK
Executive Officer · 2.5%
3249009
Lapkoff, Steven, Robert
Executive Officer · 2.5%
7714711