SourcingSourcing

MINDSET WEALTH MANAGEMENT, LLC

C36
CRD 330384·SEC 801-129731·INDIANAPOLIS, IN
AUM
$445.5M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MINDSET WEALTH MANAGEMENT, LLC
CRD
330384
SEC file #
801-129731
EIN
991472272
DBA names
—

Economics

AUM
$445.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$323.4M → $445.5M▲ +38%
Client mix
Individuals High Net Worth189
Individuals Other85
Corporations3

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
mindsetwealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MINDSET HOLDING COMPANY LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
MINDSET HOLDING COMPANY LLC
BJELOPETROVICH, PETER, GORMAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MINDSETWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2022-10-06T03:05:04Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002044232
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2024-11-13
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
7
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0002044232-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
8275 ALLISON POINTE TRAILSUITE 230INDIANAPOLIS, IN 46250
Business
8275 ALLISON POINTE TRAILSUITE 230INDIANAPOLIS, IN 46250
Edgar EIN
991472272
Edgar Recent Filings
13F-HR2026-04-22 · 0002044232-26-000002
13F-HR2026-02-12 · 0002044232-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-06T03:05:04Z
Rdap Domain Last Changed
2025-10-06T16:00:38Z
Rdap Nameservers
Ns0.wixdns.netNs1.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
HUMPHRIES, JAMES, WILLIAM
IAR · Executive Officer · 2.5%
5829072
HICKLE, SETH, WILLIAM WEBB
IAR · Executive Officer · 2.5%
5786760
VANDYGRIFF, MARK, ALLEN
IAR · Executive Officer · 2.5%
5459428
BJELOPETROVICH, PETER, GORMAN
IAR · Executive Officer · 2.5%
5995059
SIZEMORE, STACY, LEIGH
Executive Officer · 2.5%
4052029