SourcingSourcing

ZEGA INVESTMENTS, LLC

C45
CRD 330428·SEC 801-130244·PALM BEACH GARDENS, FL
AUM
$614.0M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZEGA INVESTMENTS, LLC
CRD
330428
SEC file #
801-130244
EIN
000000000
DBA names
—

Economics

AUM
$614.0M
AUM band
$500M-$1B
AUM trajectory
'25'26
$548.8M → $614.0M▲ +12%
Client mix
Individuals Other139
Individuals High Net Worth58
Other Investment Advisers27

Operations

Employees (total)
10
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'25'26
10 advisors → 10 advisors▬ 0%
Primary office
PALM BEACH GARDENS FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
luckinbillfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, JILLIAN, DAURY
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BAKER, JILLIAN, DAURY
MOORE, DEREK, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LUCKINBILLFINANCIAL.COM
Rdap Domain Creation Date
2023-11-11T19:08:00Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
6,852
Form 5500 Compensation Trajectory 3y
20256,852
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
6,852
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002045703
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-11
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001172661-26-001641

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
3801 PGA BOULEVARDPALM BEACH GARDENS, FL 33410
Business
3801 PGA BOULEVARDPALM BEACH GARDENS, FL 33410
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-11 · 0001172661-26-001641
13F-HR2026-01-27 · 0001172661-26-000317
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-11T19:08:00Z
Rdap Domain Last Changed
2025-12-17T01:55:07Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
7925893
Trust Company Affiliate
No

People (8)

8
MOORE, DEREK, BRIAN
IAR · Direct Owner · 37.5%
2497873
BAKER, JILLIAN, DAURY
Direct Owner · 37.5%
7925893
PESTRICHELLI, JOHN, ALEXANDER
IAR · Direct Owner · 17.5%
4008186
MCDEVITT, JOHN, THOMAS
Executive Officer · 2.5%
5234258
MICHAEL ALAN SNYDER
IAR
5841076
Makai Florante Elep
IAR
7519850
Michael Waldorf Puck
IAR
5810550
Kenneth Blaine Luckinbill
IAR
3140271