SourcingSourcing

DOCKSIDE LLC

C31
CRD 330606·SEC 801-131643·NEW YORK, NY
AUM
$9.63B
$1B+
Est. Revenue
$96.3M
@ 1% on AUM
Est. EBITDA
$28.9M
@ 30% margin
Est. Deal Value
$231.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOCKSIDE LLC
CRD
330606
SEC file #
801-131643
EIN
612137930
DBA names
Dockside Platforms

Economics

AUM
$9.63B
AUM band
$1B+
AUM trajectory
'25'26
$6.00B → $9.63B▲ +60%
Client mix
Other11

Operations

Employees (total)
10
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
linkedin.com/company/dockside-platforms(social)

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALLEYE CAPITAL LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
WALLEYE CAPITAL LLC
ENGLAND, WILLIAM, DUNNING
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:dockside.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002074563
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-13
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0002074563-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust31
Goldman Sachs11
Morgan Stanley11
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
120 FIFTH AVENUE11TH FLOORNEW YORK, NY 10011
Business
120 FIFTH AVENUE11TH FLOORNEW YORK, NY 10011
Edgar EIN
612137930
Edgar Recent Filings
13F-HR2026-05-11 · 0002074563-26-000002
13F-HR2026-02-13 · 0002074563-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
161413
Trust Company Affiliate
Yes

People (3)

3
WALLEYE CAPITAL LLC
Direct Owner · 87.5%
161413
ENGLAND, WILLIAM, DUNNING
Executive Officer · 2.5%
6210716
Wynn, Thomas, Loor
Executive Officer · 2.5%
4208019