SourcingSourcing

TIGEROAK MANAGEMENT, LLC

C44
CRD 330640·SEC 801-129998·NASHVILLE, TN
AUM
$481.2M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TIGEROAK MANAGEMENT, LLC
CRD
330640
SEC file #
801-129998
EIN
—
DBA names
Hs Wealth Partners

Economics

AUM
$481.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$397.6M → $481.2M▲ +21%
Client mix
Individuals Other169
Individuals High Net Worth96
Pension Profit Sharing Plans20

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
hswealthpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HENDERSON, PETE, D
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HENDERSON, PETE, D
STEFFAN, ANTHONY, DREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HSWEALTHPARTNERS.COM
Rdap Domain Creation Date
2017-11-22T01:06:06Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2849
Soi Zip Pct 200k Plus
0.1259
Soi Zip Returns 200k Plus
1,680
Soi Zip Total AGI
2,970,150
Fdic Zip Total Deposits
99,272,204,000
Fdic Zip Branch Count
667
Fdic Zip Top Banks
Pinnacle Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Goldman Sachs2
Folio Institutional1
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationNashville, TN
NationsBank of Tennessee, National AssociationNashville, TN
Fdic Zip HHI
812.17
Fdic Zip Top Bank Share Pct
21.34
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-22T01:06:06Z
Rdap Domain Last Changed
2025-11-22T17:31:53Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,113
Returns2,650
Stub 2
AGI103,975
Returns2,780
Stub 3
AGI156,136
Returns2,520
Soi Zip Total Business Income
252,490
Soi Zip Total Cap Gains
445,597
Soi Zip Total Dividends
138,519
Soi Zip Total Returns
13,340
Top Owner CRD
2301206
Trust Company Affiliate
No

People (6)

6
HENDERSON, PETE, D
IAR · Direct Owner · 62.5%
2301206
STEFFAN, ANTHONY, DREW
IAR · Direct Owner · 37.5%
2404745
BACA, JOSHALYN, RAE
IAR · Executive Officer · 2.5%
4043144
Nicholas Vincent Frattali
IAR
7997064
Jack Henderson
IAR
7567765
Daniel Louis Frattali
IAR
6615129