SourcingSourcing

PL3 CAPITAL LP

B51
CRD 331201·SEC 801-130423·SUNNY ISLES BEACH, FL
AUM
$300.7M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$902K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PL3 CAPITAL LP
CRD
331201
SEC file #
801-130423
EIN
—
DBA names
—

Economics

AUM
$300.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$300.7M → $300.7M▬ 0%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
SUNNY ISLES BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/28/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PIKULA, NIKOLA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PIKULA, NIKOLA
PL3 GP LLC
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5358032
Trust Company Affiliate
No

People (1)

1
PIKULA, NIKOLA
Direct Owner · 87.5%
5358032