SourcingSourcing

DOUGLASS INVESTMENT GROUP LLC

B55
CRD 331223·SEC 801-130445·WICHITA, KS
AUM
$173.6M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$521K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DOUGLASS INVESTMENT GROUP LLC
CRD
331223
SEC file #
801-130445
EIN
—
DBA names
Douglass Investment Group

Economics

AUM
$173.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$165.0M → $173.6M▲ +5%
Client mix
Individuals Other87
Individuals High Net Worth55

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
WICHITA KS
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
douglassgroup.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DOUGLASS, THOMAS, MARK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DOUGLASS, THOMAS, MARK
DOUGLASS, JASON, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DOUGLASSGROUP.NET
Rdap Domain Creation Date
2023-12-27T16:19:23Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3778
Soi Zip Pct 200k Plus
0.1736
Soi Zip Returns 200k Plus
1,470
Soi Zip Total AGI
1,763,094
Fdic Zip Total Deposits
47,384,193,000
Fdic Zip Branch Count
562
Fdic Zip Top Banks
Intrust Bank, National Association
Commerce Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Raymond James2
Shareholders Service Group1
Fdic Zip Branches Raw
Capitol Federal Savings and Loan AssociationWichita, KS
World Savings and Loan Association, A Federal Savings and Loan AssociatiWichita, KS
Fdic Zip HHI
1453.94
Fdic Zip Top Bank Share Pct
29.06
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-27T16:19:23Z
Rdap Domain Last Changed
2025-11-25T10:25:52Z
Rdap Nameservers
A1-20.akam.netA10-65.akam.netA16-65.akam.netA2-65.akam.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI23,311
Returns1,910
Stub 2
AGI54,926
Returns1,520
Stub 3
AGI67,596
Returns1,090
Soi Zip Total Business Income
51,388
Soi Zip Total Cap Gains
276,282
Soi Zip Total Dividends
115,555
Soi Zip Total Returns
8,470
Top Owner CRD
3084341
Trust Company Affiliate
No

People (2)

2
DOUGLASS, THOMAS, MARK
IAR · Direct Owner · 87.5%
3084341
DOUGLASS, JASON, ANDREW
IAR · Direct Owner · 37.5%
5130770