SourcingSourcing

ONE WEALTH CAPITAL MANAGEMENT, LLC

B53
CRD 331395·SEC 801-130300·SCOTTSDALE, AZ
AUM
$306.8M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$920K
@ 30% margin
Est. Deal Value
$7.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ONE WEALTH CAPITAL MANAGEMENT, LLC
CRD
331395
SEC file #
801-130300
EIN
932102996
DBA names
—

Economics

AUM
$306.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$270.8M → $306.8M▲ +13%
Client mix
Individuals High Net Worth133
Individuals Other126
Corporations2

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
6 advisors → 5 advisors▼ -17%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
facebook.com/onewealthmgmt/timeline(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JEREMY P DICKER SOLE AND SEPARATE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
JEREMY P DICKER SOLE AND SEPARATE
DICKER, JEREMY, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:one.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
8,013
Form 5500 Compensation Trajectory 3y
20258,013
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
8,013
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002050308
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-01-07
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0002050308-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4900 NORTH SCOTTSDALE ROADSUITE 4900SCOTTSDALE, AZ 85251
Business
4900 NORTH SCOTTSDALE ROADSUITE 4900SCOTTSDALE, AZ 85251
Edgar EIN
932102996
Edgar Recent Filings
13F-HR2026-05-04 · 0002050308-26-000002
13F-HR2026-02-18 · 0002050308-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
DICKER, JEREMY, PAUL
IAR · Executive Officer · 2.5%
2706452
MICHAEL P DONOGHUE
IAR
5166914
THOMAS ANDREW HUGHES
IAR
4798877
RYAN CLEARY
IAR
5710694
BRANDON WELLS TESAR
IAR
6126593
TIMOTHY JERALD PEARCE
IAR
6426093