PARKWOODS WEALTH PARTNERS, LLC

CRD

331565

SEC file #

801-130478

EIN

933948241

DBA names

Parkwoods Wealth Partners, Llc

Economics

AUM

$961.9M

AUM band

$500M-$1B

AUM trajectory

'25 · $408.6M

'26 · $961.9M

'25'26

$408.6M → $961.9M▲ +135%

sec adv history

Client mix

Individuals Other	484
Individuals High Net Worth	233
Pension Profit Sharing Plans	8
Corporations	7
Charitable Organizations	6

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 3 advisors

'26 · 14 advisors

'25'26

3 advisors → 14 advisors▲ +367%

sec adv history

Primary office

CLAYTON MO

Branches

Count

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/19/2026

ADV-W filed at

—

Website

parkwoodswealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ALFRED SEARS REVOCABLE TRUST

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

ALFRED SEARS REVOCABLE TRUST

SHORELINE ASSET MANAGEMENT, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PARKWOODSWEALTH.COM

Rdap Domain Creation Date

2023-10-13T19:33:08Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

23,895

Form 5500 Compensation Trajectory 3y

2025

23,895

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

23,895

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002042772

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-11-07

Edgar Last Filing Date

2026-04-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-13

Accession0002042772-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

507 PLUM STREETSTE 320SYRACUSE, NY 13204

Business

507 PLUM STREETSTE 320SYRACUSE, NY 13204

Edgar EIN

933948241

Edgar Recent Filings

13F-HR2026-04-13 · 0002042772-26-000002

13F-HR2026-01-15 · 0002042772-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-10-13T19:33:08Z

Rdap Domain Last Changed

2025-10-15T20:38:41Z

Rdap Nameservers

Dns1.p01.nsone.netDns2.p01.nsone.netDns3.p01.nsone.netDns4.p01.nsone.net

Rdap Secure Dns Enabled

Rdap Status

Active

Trust Company Affiliate

GARDNER, CHRISTOPHER, HOVEY

People (25)

IAR · Direct Owner · 7.5%

7516453

LUX, MARK, EDWARD

719578

Schlagel, Joshua, Samuel

CAMPBELL, JEFFREY, MICHAEL

8233190

2388201

MUELLER, APRIL, MARIE

2829287

FRENCH, ROBERT, TIMOTHY

5238727

KEVIN OWEN REILLY

5718991

Conyers, Tina, Nicole

8261999

Prince, Michael, Paul

8261997

Schlagel, Lori, DeAnne