SourcingSourcing

HIGHROAD WEALTH ADVISORS, LLC

B56
CRD 331566·SEC 801-130463·COOS BAY, OR
AUM
$188.5M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$566K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGHROAD WEALTH ADVISORS, LLC
CRD
331566
SEC file #
801-130463
EIN
464802118
DBA names
—

Economics

AUM
$188.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$171.0M → $188.5M▲ +10%
Client mix
Individuals High Net Worth69
Individuals Other41
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
COOS BAY OR
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
01/26/2026
ADV-W filed at
—
Website
highroadwa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINNIGAN, JASON, MAURICE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FINNIGAN, JASON, MAURICE
SNODDY, JOSHUA, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HIGHROADWA.COM
Rdap Domain Creation Date
2013-05-17T02:02:08Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002079807
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-27
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0002079807-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1544
Soi Zip Pct 200k Plus
0.0339
Soi Zip Returns 200k Plus
400
Soi Zip Total AGI
725,133
Fdic Zip Total Deposits
11,717,218,000
Fdic Zip Branch Count
213
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Umpqua Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Altruist4
E*trade4
Edgar Addresses
Mailing
170 S 2ND STSUITE 201COOS BAY, OR 97420
Business
170 S 2ND STSUITE 201COOS BAY, OR 97420
Edgar EIN
464802118
Edgar Recent Filings
13F-HR2026-04-15 · 0002079807-26-000002
13F-HR2026-01-27 · 0002079807-26-000001
Fdic Zip Branches Raw
Bank of America OregonCoos Bay, OR
First Interstate Bank of Oregon, National AssociationCoos Bay, OR
Fdic Zip HHI
1467.35
Fdic Zip Top Bank Share Pct
23.6
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-05-17T02:02:08Z
Rdap Domain Last Changed
2024-09-02T04:20:43Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI46,112
Returns3,590
Stub 2
AGI122,693
Returns3,390
Stub 3
AGI112,056
Returns1,830
Soi Zip Total Business Income
28,100
Soi Zip Total Cap Gains
33,825
Soi Zip Total Dividends
10,062
Soi Zip Total Returns
11,790
Top Owner CRD
2827406
Trust Company Affiliate
No

People (3)

3
FINNIGAN, JASON, MAURICE
IAR · Direct Owner · 62.5%
2827406
SNODDY, JOSHUA, JAMES
IAR · Direct Owner · 62.5%
5446837
Jayden Kyler Frank
IAR
8092703