SourcingSourcing

PLANWISER FINANCIAL, LLC

C45
CRD 331675·SEC 801-130873·COLORADO SPRINGS, CO
AUM
$169.1M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$507K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLANWISER FINANCIAL, LLC
CRD
331675
SEC file #
801-130873
EIN
833319159
DBA names
Planwiser Financial

Economics

AUM
$169.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$134.1M → $169.1M▲ +26%
Client mix
Individuals Other164
Individuals High Net Worth47
Pension Profit Sharing Plans9
Corporations4

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
COLORADO SPRINGS CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
planwiser.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Top, Joel, Robert
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Top, Joel, Robert
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PLANWISER.COM
Rdap Domain Creation Date
2017-11-23T18:52:40Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002043741
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-05-08
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001986152-26-000083

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1777
Soi Zip Pct 200k Plus
0.0463
Soi Zip Returns 200k Plus
670
Soi Zip Total AGI
984,209
Fdic Zip Total Deposits
14,857,605,000
Fdic Zip Branch Count
256
Fdic Zip Top Banks
Wells Fargo Bank, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
620 S CASCADE AVECOLORADO SPRINGS, CO 80903
Business
620 S CASCADE AVECOLORADO SPRINGS, CO 80903
Edgar EIN
833319159
Edgar Recent Filings
13F-HR2026-05-12 · 0001986152-26-000083
13F-HR/A2026-02-13 · 0001986152-26-000035
Fdic Zip Branches Raw
Western National Bank of ColoradoColorado Springs, CO
Western National Bank of ColoradoColorado Springs, CO
Fdic Zip HHI
1266.79
Fdic Zip Top Bank Share Pct
27.86
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-23T18:52:40Z
Rdap Domain Last Changed
2025-10-24T08:24:29Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,541
Returns3,990
Stub 2
AGI153,407
Returns4,130
Stub 3
AGI146,086
Returns2,400
Soi Zip Total Business Income
34,856
Soi Zip Total Cap Gains
52,216
Soi Zip Total Dividends
21,832
Soi Zip Total Returns
14,460
Top Owner CRD
4870706
Trust Company Affiliate
No

People (2)

2
Top, Joel, Robert
IAR · Direct Owner · 87.5%
4870706
James Edward Mulzer
IAR
6834460