SourcingSourcing

PROSPERA FUNDS, INC.

C38
CRD 331765·SEC 801-132209·ISLE OF PALMS, SC
AUM
$4.6M
<$25M
Est. Revenue
$46K
@ 1% on AUM
Est. EBITDA
$14K
@ 30% margin
Est. Deal Value
$109K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROSPERA FUNDS, INC.
CRD
331765
SEC file #
801-132209
EIN
—
DBA names
—

Economics

AUM
$4.6M
AUM band
<$25M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
ISLE OF PALMS SC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
prosperafunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PROSPERA ASSET MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PROSPERA ASSET MANAGEMENT, LLC
Pierce, Michael, Lawson
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PROSPERAFUNDS.COM
Rdap Domain Creation Date
2023-09-03T13:28:51Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Squarespace Domains LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.569
Soi Zip Pct 200k Plus
0.3515
Soi Zip Returns 200k Plus
840
Soi Zip Total AGI
730,432
Fdic Zip Total Deposits
86,187,000
Fdic Zip Branch Count
9
Fdic Zip Top Banks
Carolina First Bank
First Union National Bank of South Carolina

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
NationsBank of South Carolina, National AssociationIsle Of Palms, SC
First Union National Bank of South CarolinaIsle Of Palms, SC
Fdic Zip HHI
2983.03
Fdic Zip Top Bank Share Pct
44.77
Fdic Zip Year
2001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-03T13:28:51Z
Rdap Domain Last Changed
2025-06-24T17:07:16Z
Rdap Nameservers
Ns-cloud-e1.googledomains.comNs-cloud-e2.googledomains.comNs-cloud-e3.googledomains.comNs-cloud-e4.googledomains.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,887
Returns460
Stub 2
AGI9,634
Returns270
Stub 3
AGI9,532
Returns150
Soi Zip Total Business Income
26,947
Soi Zip Total Cap Gains
147,777
Soi Zip Total Dividends
53,278
Soi Zip Total Returns
2,390
Trust Company Affiliate
No

People (2)

2
WILD, KRISTOF
IAR · Executive Officer · 2.5%
7295947
Michael Lawson Pierce
Executive Officer · 2.5%
2602409