SourcingSourcing

GENEVA FINANCIAL GROUP LLC

B55
CRD 331944·SEC 801-130720·JACKSON, NJ
AUM
$233.7M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$701K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GENEVA FINANCIAL GROUP LLC
CRD
331944
SEC file #
801-130720
EIN
—
DBA names
Geneva Financial Group

Economics

AUM
$233.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$188.1M → $233.7M▲ +24%
Client mix
Individuals Other27
Individuals High Net Worth12
Corporations10

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
JACKSON NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GENEVA ENTERPRISES INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
GENEVA ENTERPRISES INC.
Fischer, William
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
973
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3066
Soi Zip Pct 200k Plus
0.0888
Soi Zip Returns 200k Plus
2,410
Soi Zip Total AGI
2,809,314
Fdic Zip Total Deposits
23,804,276,000
Fdic Zip Branch Count
313
Fdic Zip Top Banks
TD Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Pershing2
Bny Mellon2
Fdic Zip Branches Raw
Garden State BankJackson Township, NJ
Sovereign Bank, A Federal Savings BankJackson, NJ
Fdic Zip HHI
726.12
Fdic Zip Top Bank Share Pct
18.29
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI78,550
Returns6,570
Stub 2
AGI195,522
Returns5,260
Stub 3
AGI249,897
Returns4,040
Soi Zip Total Business Income
98,362
Soi Zip Total Cap Gains
113,386
Soi Zip Total Dividends
34,151
Soi Zip Total Returns
27,140
Trust Company Affiliate
No

People (2)

2
FRENKEL, JACQUES
IAR · Executive Officer · 2.5%
2478034
Fischer, William
Executive Officer · 2.5%
8026763