BEARING POINT CAPITAL, LLC

CRD

332023

SEC file #

801-130682

EIN

994033362

DBA names

Bearing Point Capital

Economics

AUM

$1.11B

AUM band

$1B+

AUM trajectory

'25 · $907.5M

'26 · $1.11B

'25'26

$907.5M → $1.11B▲ +22%

sec adv history

Client mix

Individuals Other	134
Individuals High Net Worth	95
Corporations	5
Banking Institutions	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 5 advisors

'26 · 4 advisors

'25'26

5 advisors → 4 advisors▼ -20%

sec adv history

Primary office

RICHFIELD MN

Branches

—

Custodian & Brokerage

Primary custodian

Raymond Jameslow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

04/27/2026

ADV-W filed at

—

Website

bearingpointcap.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HAWLEY, THOMAS, MATTHEW

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

HAWLEY, THOMAS, MATTHEW

HUBERTY, GREGG, RICHARD

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BEARINGPOINTCAP.COM

Rdap Domain Creation Date

2024-05-14T13:52:26Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002052916

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-14

Edgar Last Filing Date

2026-05-07

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-07

Accession0001765380-26-000180

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2122

Soi Zip Pct 200k Plus

0.0372

Soi Zip Returns 200k Plus

730

Soi Zip Total AGI

1,379,653

Fdic Zip Total Deposits

16,789,866,000

Fdic Zip Branch Count

190

Fdic Zip Top Banks

Wells Fargo Bank, National Association

M&I Marshall and Ilsley Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Raymond James	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

3800 AMERICAN BLVD. WESTSUITE 935BLOOMINGTON, MN 55431

Business

3800 AMERICAN BLVD. WESTSUITE 935BLOOMINGTON, MN 55431

Edgar EIN

994033362

Edgar Recent Filings

13F-HR2026-05-07 · 0001765380-26-000180

13F-HR2026-02-10 · 0001765380-26-000086

Fdic Zip Branches Raw

Richfield Bank & Trust Co.Richfield, MN

Firstar Bank of Minnesota, National AssociationRichfield, MN

Fdic Zip HHI

1340.31

Fdic Zip Top Bank Share Pct

26.06

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-05-14T13:52:26Z

Rdap Domain Last Changed

2026-04-15T06:25:52Z

Rdap Nameservers

Daphne.ns.cloudflare.comNitin.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	57,103
Returns	4,530

Stub 2

AGI	185,713
Returns	4,940

Stub 3

AGI	224,155
Returns	3,650

Soi Zip Total Business Income

37,324

Soi Zip Total Cap Gains

26,968

Soi Zip Total Dividends

17,251

Soi Zip Total Returns

19,650

Top Owner CRD

4226875

Trust Company Affiliate