SourcingSourcing

RAINIER FAMILY WEALTH, INC.

C41
CRD 332062·SEC 801-130876·TACOMA, WA
AUM
$331.5M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$994K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RAINIER FAMILY WEALTH, INC.
CRD
332062
SEC file #
801-130876
EIN
934357844
DBA names
—

Economics

AUM
$331.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$237.7M → $331.5M▲ +39%
Client mix
Individuals High Net Worth71
Individuals Other34
Corporations6
Pension Profit Sharing Plans2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
TACOMA WA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
instagram.com/rainierfamily(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHEA, JUN, STEPHEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CHEA, JUN, STEPHEN
RUFF, MICHAEL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002073596
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-06-24
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0001754960-26-000271

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1102 BROADWAY SUITE 312TACOMA, WA 98402
Business
1102 BROADWAY SUITE 312TACOMA, WA 98402
Edgar EIN
934357844
Edgar Recent Filings
13F-HR2026-04-17 · 0001754960-26-000271
13F-HR2026-01-20 · 0001754960-26-000088
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4451715
Trust Company Affiliate
No

People (3)

3
CHEA, JUN, STEPHEN
IAR · Direct Owner · 87.5%
4451715
RUFF, MICHAEL, ROBERT
IAR · Direct Owner · 17.5%
3148321
TIMOTHY HOON RHEE
IAR
6640626