SourcingSourcing

FUNDSTRAT CAPITAL LLC

C33
CRD 332163·SEC 801-131012·NEW YORK, NY
AUM
$4.60B
$1B+
Est. Revenue
$46.0M
@ 1% on AUM
Est. EBITDA
$13.8M
@ 30% margin
Est. Deal Value
$110.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FUNDSTRAT CAPITAL LLC
CRD
332163
SEC file #
801-131012
EIN
454779500
DBA names
Fundstrat Capital

Economics

AUM
$4.60B
AUM band
$1B+
AUM trajectory
'25'26
$901.0M → $4.60B▲ +411%
Client mix
Investment Companies3

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
fundstratcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TLJB LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
TLJB LLC
LEE, THOMAS, JONG
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FUNDSTRATCAPITAL.COM
Rdap Domain Creation Date
2024-06-28T17:41:59Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
10,259
Form 5500 Compensation Trajectory 3y
202510,259
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
10,259
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001600064
Edgar Registered
Yes
Edgar Filing Count
48
Edgar First Filing Date
2014-02-27
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002000324-26-001933
Edgar Form D Count
2
Edgar Form D Offerings
2022-07-112022-07-11 · 0001387131-22-007579
2014-02-272014-02-27 · 0001600064-14-000002
Edgar Former Names
Toroso Investments, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
234 WEST FLORIDA STREETSUITE 700MILWAUKEE, WI 53204
Business
234 WEST FLORIDA STREETSUITE 700MILWAUKEE, WI 53204
Edgar EIN
454779500
Edgar Recent Filings
13F-HR2026-05-15 · 0002000324-26-001933
13F-HR2026-02-13 · 0001600064-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-28T17:41:59Z
Rdap Domain Last Changed
2025-08-29T05:50:24Z
Rdap Nameservers
Ns-1501.awsdns-59.orgNs-1962.awsdns-53.co.ukNs-245.awsdns-30.comNs-769.awsdns-32.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (3)

3
THOMAS JONG LEE
Executive Officer · 2.5%
2420517
XIAOFENG XUAN
Executive Officer · 2.5%
6903951
MCDEVITT, JOHN, THOMAS
Executive Officer · 2.5%
5234258