SourcingSourcing

BREAKTHRU ADVISORY SERVICES, LLC

B62
CRD 332173·SEC 801-130880·MUSKEGO, WI
AUM
$125.7M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$377K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BREAKTHRU ADVISORY SERVICES, LLC
CRD
332173
SEC file #
801-130880
EIN
993512480
DBA names
—

Economics

AUM
$125.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$209.9M → $125.7M▼ -40%
Client mix
Individuals High Net Worth15
Individuals Other6

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
MUSKEGO WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
breakthrufamily.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BREAKTHRU STRATEGIES INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BREAKTHRU STRATEGIES INC.
JENDUSA, JERALD, MATTHEW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BREAKTHRUFAMILY.COM
Rdap Domain Creation Date
2025-06-26T15:04:59Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055645
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-18
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0002055645-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3939
Soi Zip Pct 200k Plus
0.1215
Soi Zip Returns 200k Plus
1,660
Soi Zip Total AGI
1,498,030
Fdic Zip Total Deposits
10,903,232,000
Fdic Zip Branch Count
335
Fdic Zip Top Banks
U.S. Bank National Association
Associated Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
W160S6550 COMMERCE DR.SUITE 210MUSKEGO, WI 53150
Business
W160S6550 COMMERCE DR.SUITE 210MUSKEGO, WI 53150
Edgar EIN
993512480
Edgar Recent Filings
13F-HR2026-04-16 · 0002055645-26-000002
13F-HR2026-01-12 · 0002055645-26-000001
Fdic Zip Branches Raw
Lincoln State BankMuskego, WI
State Financial BankMuskego, WI
Fdic Zip HHI
756.77
Fdic Zip Top Bank Share Pct
16.73
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-26T15:04:59Z
Rdap Domain Last Changed
2025-06-26T15:04:59Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI31,227
Returns2,820
Stub 2
AGI79,943
Returns2,140
Stub 3
AGI114,452
Returns1,840
Soi Zip Total Business Income
32,206
Soi Zip Total Cap Gains
63,059
Soi Zip Total Dividends
32,729
Soi Zip Total Returns
13,660
Trust Company Affiliate
No

People (3)

3
JENDUSA, JERALD, MATTHEW
Executive Officer · 2.5%
7945303
Plagenz, Morgan, Nicole
Executive Officer · 2.5%
8254623
SARAH Jean Kempf KOPESKY
IAR
6558816