SourcingSourcing

PARK SQUARE FINANCIAL GROUP, LLC

B60
CRD 332268·SEC 801-131121·ROSWELL, GA
AUM
$218.6M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$656K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PARK SQUARE FINANCIAL GROUP, LLC
CRD
332268
SEC file #
801-131121
EIN
270391073
DBA names
Park Square Financial Group Llc

Economics

AUM
$218.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$208.2M → $218.6M▲ +5%
Client mix
Individuals Other359
Individuals High Net Worth45
Pension Profit Sharing Plans26

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
6 advisors → 4 advisors▼ -33%
Primary office
ROSWELL GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
linkedin.com/company/park-square-financial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
1952 FINANCIAL MANAGEMENT
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
1952 FINANCIAL MANAGEMENT
JSS FINANCIAL LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:parksquare.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002058285
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-28
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0002058285-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.504
Soi Zip Pct 200k Plus
0.2799
Soi Zip Returns 200k Plus
7,370
Soi Zip Total AGI
5,053,326
Fdic Zip Total Deposits
32,047,437,000
Fdic Zip Branch Count
448
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Synovus Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
55 PARK SQUARE CT STE 103ROSWELL, GA 30075
Business
55 PARK SQUARE CT STE 103ROSWELL, GA 30075
Edgar EIN
270391073
Edgar Recent Filings
13F-HR2026-05-13 · 0002058285-26-000002
13F-HR2026-02-05 · 0002058285-26-000001
Fdic Zip Branches Raw
Etowah BankRoswell, GA
First Union National Bank of GeorgiaCobb County, GA
Fdic Zip HHI
820.73
Fdic Zip Top Bank Share Pct
17.41
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,126
Returns5,400
Stub 2
AGI114,711
Returns3,130
Stub 3
AGI155,380
Returns2,500
Soi Zip Total Business Income
134,925
Soi Zip Total Cap Gains
507,461
Soi Zip Total Dividends
152,874
Soi Zip Total Returns
26,330
Trust Company Affiliate
No

People (5)

5
Ruffin, Donald, Leonard
IAR · Executive Officer · 2.5%
1594696
Swiney, Jerry, Scott
IAR · Executive Officer · 2.5%
4312698
GARY DEWITT BURGER
IAR
1803341
DONNA HOWARD GORDON
IAR
1469265
Kaila Brooks
IAR
7220056