SourcingSourcing

OCM PRIVATE WEALTH, LLC

C28
CRD 332302·SEC 801-131099·CHICAGO, IL
AUM
$338.1M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCM PRIVATE WEALTH, LLC
CRD
332302
SEC file #
801-131099
EIN
000000000
DBA names
Arena Private Wealth

Economics

AUM
$338.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$139.1M → $338.1M▲ +143%
Client mix
Individuals High Net Worth158
Individuals Other65
Corporations7
Pooled Investment Vehicles1

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
4 advisors → 8 advisors▲ +100%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/arena-pw(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TOSH WATT PARTNERS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
TOSH WATT PARTNERS, LLC
STEIN, MITCHELL, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002071209
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-07-22
Edgar Last Filing Date
2025-07-22
Edgar Form D Count
1
Edgar Form D Offerings
2025-07-222025-07-22 · 0002071209-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
527 MADISON AVENUE, 2ND FLOORNEW YORK, NY 10022
Business
527 MADISON AVENUE, 2ND FLOORNEW YORK, NY 10022
Edgar EIN
000000000
Edgar Recent Filings
D2025-07-22 · 0002071209-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (9)

9
WATT, RYAN, STEVEN
IAR · Direct Owner · 37.5%
4931813
STEIN, MITCHELL, LAWRENCE
IAR · Direct Owner · 37.5%
4928458
TOSH, JASON, A
IAR · Direct Owner · 37.5%
5189063
Hayes, Patrick, Daniel
Executive Officer · 2.5%
6571587
Karey Ann Williams
Executive Officer · 2.5%
1394426
Erik Michael Kratz
IAR
8041955
Edward Bowman Pettegrew
IAR
7341170
Christian George Francaviglia
IAR
7325876
Joseph Littman
IAR
6360412