SourcingSourcing

FTA ASSET MANAGEMENT, LLC

C33
CRD 332377·SEC 801-131148·CHARLOTTE, NC
AUM
$1.01B
$1B+
Est. Revenue
$10.1M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$24.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FTA ASSET MANAGEMENT, LLC
CRD
332377
SEC file #
801-131148
EIN
—
DBA names
First Tryon Advisors

Economics

AUM
$1.01B
AUM band
$1B+
AUM trajectory
'25'26
$123.2M → $1.01B▲ +721%
Client mix
Charitable Organizations14

Operations

Employees (total)
13
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
firsttryon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRUNNEMER & CO
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
BRUNNEMER & CO
FTA1,LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRSTTRYON.COM
Rdap Domain Creation Date
1999-09-02T19:57:40Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.396
Soi Zip Pct 200k Plus
0.2058
Soi Zip Returns 200k Plus
2,770
Soi Zip Total AGI
2,426,162
Fdic Zip Total Deposits
16,860,933,000
Fdic Zip Branch Count
314
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Fifth Third Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyCharlotte, NC
Central Carolina Bank and Trust CompanyCharlotte, NC
Fdic Zip HHI
801.15
Fdic Zip Top Bank Share Pct
15.61
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-02T19:57:40Z
Rdap Domain Last Changed
2025-08-18T07:15:59Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI24,744
Returns2,040
Stub 2
AGI83,384
Returns2,210
Stub 3
AGI142,296
Returns2,290
Soi Zip Total Business Income
54,284
Soi Zip Total Cap Gains
295,037
Soi Zip Total Dividends
71,006
Soi Zip Total Returns
13,460
Trust Company Affiliate
No

People (2)

2
HEBER KEITH BRUNNEMER
Executive Officer · 2.5%
2758256
Taylor, Tina, Hudson
Executive Officer · 2.5%
7203745