SourcingSourcing

HIGHLINE ASSET MANAGEMENT, LLC

C35
CRD 332483·SEC 801-131713·SHERMAN OAKS, CA
AUM
$10.7M
<$25M
Est. Revenue
$107K
@ 1% on AUM
Est. EBITDA
$32K
@ 30% margin
Est. Deal Value
$256K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGHLINE ASSET MANAGEMENT, LLC
CRD
332483
SEC file #
801-131713
EIN
—
DBA names
—

Economics

AUM
$10.7M
AUM band
<$25M
AUM trajectory
—
Client mix
Pooled Investment Vehicles7

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
1 advisors → 2 advisors▲ +100%
Primary office
SHERMAN OAKS CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
highlineam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HIGHLINE HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
HIGHLINE HOLDINGS, INC.
RUGG, JONATHAN, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HIGHLINEAM.COM
Rdap Domain Creation Date
2026-03-11T20:59:19Z
Rdap Firm Age Years
0
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4057
Soi Zip Pct 200k Plus
0.2133
Soi Zip Returns 200k Plus
2,850
Soi Zip Total AGI
2,798,139
Fdic Zip Total Deposits
76,685,522,000
Fdic Zip Branch Count
345
Fdic Zip Top Banks
Wells Fargo Bank, National Association
City National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaLos Angeles, CA
Union BankLos Angeles, CA
Fdic Zip HHI
1334.77
Fdic Zip Top Bank Share Pct
26.66
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-11T20:59:19Z
Rdap Domain Last Changed
2026-03-11T20:59:26Z
Rdap Nameservers
Ns43.domaincontrol.comNs44.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI31,507
Returns2,770
Stub 2
AGI74,917
Returns2,030
Stub 3
AGI112,268
Returns1,820
Soi Zip Total Business Income
100,580
Soi Zip Total Cap Gains
277,889
Soi Zip Total Dividends
73,518
Soi Zip Total Returns
13,360
Trust Company Affiliate
No

People (2)

2
RUGG, JONATHAN, CHRISTOPHER
IAR · Executive Officer · 2.5%
5892886
BEN EMONS
IAR
4653997