SourcingSourcing

ALTON ROAD CAPITAL, LP

B50
CRD 332521·SEC 801-131310·VERO BEACH, FL
AUM
$26.6M
$25M-$100M
Est. Revenue
$266K
@ 1% on AUM
Est. EBITDA
$80K
@ 30% margin
Est. Deal Value
$639K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALTON ROAD CAPITAL, LP
CRD
332521
SEC file #
801-131310
EIN
000000000
DBA names
—

Economics

AUM
$26.6M
AUM band
$25M-$100M
AUM trajectory
'25'26
$28.3M → $26.6M▼ -6%
Client mix
Individuals High Net Worth1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
VERO BEACH FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
Fixed feesPerformance-based fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PURDY, THOMAS, KEITH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
PURDY, THOMAS, KEITH
ALTON ROAD PARTNERS, LLC
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001819443
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-07-29
Edgar Last Filing Date
2021-07-23
Edgar Form D Count
2
Edgar Form D Offerings
2021-07-232021-07-23 · 0001819443-21-000001
2020-07-292020-07-29 · 0001819443-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Morgan Stanley3
Edgar Addresses
Mailing
C/O ALTON ROAD GP, LLC1000 SOUTH POINTE DRIVEMIAMI BEACH, FL 33139
Business
C/O ALTON ROAD GP, LLC1000 SOUTH POINTE DRIVEMIAMI BEACH, FL 33139
Edgar EIN
000000000
Edgar Recent Filings
D/A2021-07-23 · 0001819443-21-000001
D2020-07-29 · 0001819443-20-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1313083
Trust Company Affiliate
No

People (4)

4
THOMAS KEITH PURDY
Direct Owner · 87.5%
1313083
PURDY, CAMERON, MITCHELL
Executive Officer · 2.5%
7960547
PURDY, HENRY, BALDWIN
Executive Officer · 2.5%
7263599
PURDY, MADELINE, WILSON
Executive Officer · 2.5%
7960548