SourcingSourcing

RIA GLOBAL RESEARCH, LLC

C40
CRD 332608·SEC 801-131203·HOUSTON, TX
AUM
$928K
<$25M
Est. Revenue
$9K
@ 1% on AUM
Est. EBITDA
$3K
@ 30% margin
Est. Deal Value
$22K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIA GLOBAL RESEARCH, LLC
CRD
332608
SEC file #
801-131203
EIN
—
DBA names
Simplevisor

Economics

AUM
$928K
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other13

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
simpleadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLARITY FINANCIAL HOLDING COMPANY,
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CLARITY FINANCIAL HOLDING COMPANY,
720 GLOBAL, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SIMPLEADVISOR.COM
Rdap Domain Creation Date
2002-04-29T04:46:42Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
IONOS SE

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-29T04:46:42Z
Rdap Domain Last Changed
2026-04-30T08:02:39Z
Rdap Nameservers
Ns1031.ui-dns.comNs1109.ui-dns.orgNs1110.ui-dns.bizNs1121.ui-dns.de
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
MACK, CONNIE, NMN
IAR · Executive Officer · 2.5%
4144361
FIELDS, MICHOLE
Executive Officer · 2.5%
8269807
ROBERTS, LANCE, ERIC
IAR
3068207