SourcingSourcing

STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

B56
CRD 332731·SEC 801-131172·APPLETON, WI
AUM
$168.2M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$505K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC
CRD
332731
SEC file #
801-131172
EIN
—
DBA names
Stonehaven Wealth & Tax Solutions

Economics

AUM
$168.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$153.7M → $168.2M▲ +9%
Client mix
Individuals Other267
Individuals High Net Worth43

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
4 advisors → 3 advisors▼ -25%
Primary office
APPLETON WI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
stonehavenwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MUCH, BRIAN, M.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MUCH, BRIAN, M.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STONEHAVENWEALTH.COM
Rdap Domain Creation Date
2012-04-25T12:58:17Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1855
Soi Zip Pct 200k Plus
0.0347
Soi Zip Returns 200k Plus
550
Soi Zip Total AGI
1,115,987
Fdic Zip Total Deposits
6,757,936,000
Fdic Zip Branch Count
239
Fdic Zip Top Banks
Nicolet National Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Bank One, Appleton, National AssociationAppleton, WI
North Shore Bank, FSBAppleton, WI
Fdic Zip HHI
943.39
Fdic Zip Top Bank Share Pct
18.2
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-25T12:58:17Z
Rdap Domain Last Changed
2025-04-18T16:11:57Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI51,728
Returns4,120
Stub 2
AGI162,034
Returns4,340
Stub 3
AGI172,133
Returns2,810
Soi Zip Total Business Income
31,821
Soi Zip Total Cap Gains
34,704
Soi Zip Total Dividends
23,360
Soi Zip Total Returns
15,850
Top Owner CRD
5387890
Trust Company Affiliate
No

People (3)

3
MUCH, BRIAN, M.
IAR · Direct Owner · 87.5%
5387890
TINA FAYE MOORE
IAR
2299017
Scott Hackl
IAR
7259598