SourcingSourcing

HOLISTIC WEALTH ADVISORS

C35
CRD 332918·SEC 801-131511·CLIFTON PARK, NY
AUM
$278.7M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$836K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOLISTIC WEALTH ADVISORS
CRD
332918
SEC file #
801-131511
EIN
—
DBA names
—

Economics

AUM
$278.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$234.3M → $278.7M▲ +19%
Client mix
Individuals Other526
Individuals High Net Worth116
Pension Profit Sharing Plans10
Corporations3
Charitable Organizations1

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
5 advisors → 6 advisors▲ +20%
Primary office
CLIFTON PARK NY
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
holisticwealthadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLIFFORD, STACY, ANN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
CLIFFORD, STACY, ANN
STANSBERRY ASSET MANAGEMENT, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOLISTICWEALTHADVISORS.COM
Rdap Domain Creation Date
2008-06-24T18:33:38Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3519
Soi Zip Pct 200k Plus
0.1099
Soi Zip Returns 200k Plus
2,560
Soi Zip Total AGI
2,435,215
Fdic Zip Total Deposits
35,135,894,000
Fdic Zip Branch Count
676
Fdic Zip Top Banks
Bank of America, National Association
TrustCo Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Lpl Financial5
E*trade4
Charles Schwab2
Fdic Zip Branches Raw
Amsterdam Savings Bank, FSBClifton Park, NY
Cohoes Savings BankClifton Park, NY
Fdic Zip HHI
708.52
Fdic Zip Top Bank Share Pct
17.36
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-24T18:33:38Z
Rdap Domain Last Changed
2025-05-25T04:18:16Z
Rdap Nameservers
Evangeline.ns.cloudflare.comLogan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,909
Returns4,690
Stub 2
AGI159,483
Returns4,250
Stub 3
AGI218,878
Returns3,540
Soi Zip Total Business Income
68,381
Soi Zip Total Cap Gains
90,288
Soi Zip Total Dividends
37,864
Soi Zip Total Returns
23,300
Top Owner CRD
4577816
Trust Company Affiliate
No

People (9)

9
CLIFFORD, STACY, ANN
IAR · Direct Owner · 87.5%
4577816
STANSBERRY ASSET MANAGEMENT, LLC
Direct Owner · 17.5%
282103
NAGARAJAN, LAKSHMI
IAR · Executive Officer · 2.5%
4390490
SARGENT, JEFFREY, SPENCER
Executive Officer · 2.5%
2167467
CHARLES GARY DRAKE
IAR
4197428
MICHAEL FRANKLIN MCCAMY
IAR
2240447
THOMAS ANDREW LYNCH
IAR
5618996
SUE ANN DONOVAN
IAR
708424
Benjamin Couture
IAR
7285014