SourcingSourcing

SMITH & CO ADVISORY LLC

A65
CRD 333042·SEC 801-131244·SPRING HILL, TN
AUM
$118.5M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$355K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SMITH & CO ADVISORY LLC
CRD
333042
SEC file #
801-131244
EIN
—
DBA names
—

Economics

AUM
$118.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$129.4M → $118.5M▼ -8%
Client mix
Individuals Other162
Individuals High Net Worth44
Pension Profit Sharing Plans4

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SPRING HILL TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
smithcoadvisory.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMITH, BRADLEY, RAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SMITH, BRADLEY, RAY
THE BRAD SMITH TIST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SMITHCOADVISORY.COM
Rdap Domain Creation Date
2025-10-21T12:39:39Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3483
Soi Zip Pct 200k Plus
0.0896
Soi Zip Returns 200k Plus
2,210
Soi Zip Total AGI
2,336,614
Fdic Zip Total Deposits
9,291,404,000
Fdic Zip Branch Count
252
Fdic Zip Top Banks
First Farmers and Merchants Bank
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationSpring Hill, TN
First Farmers and Merchants National Bank of ColumbiaSpring Hill, TN
Fdic Zip HHI
916.3
Fdic Zip Top Bank Share Pct
18.87
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-21T12:39:39Z
Rdap Domain Last Changed
2025-10-21T12:39:39Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI60,062
Returns5,020
Stub 2
AGI165,351
Returns4,420
Stub 3
AGI224,030
Returns3,610
Soi Zip Total Business Income
117,301
Soi Zip Total Cap Gains
99,794
Soi Zip Total Dividends
21,578
Soi Zip Total Returns
24,660
Top Owner CRD
4420750
Trust Company Affiliate
No

People (1)

1
SMITH, BRADLEY, RAY
IAR · Direct Owner · 62.5%
4420750