SourcingSourcing

TCW PT MANAGEMENT COMPANY LLC

C21
CRD 333068·SEC 801-131519·LOS ANGELES, CA
AUM
$2.70B
$1B+
Est. Revenue
$27.0M
@ 1% on AUM
Est. EBITDA
$8.1M
@ 30% margin
Est. Deal Value
$64.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TCW PT MANAGEMENT COMPANY LLC
CRD
333068
SEC file #
801-131519
EIN
331557504
DBA names
—

Economics

AUM
$2.70B
AUM band
$1B+
AUM trajectory
'25'26
$770.9M → $2.70B▲ +250%
Client mix
Pooled Investment Vehicles4
Business Devel Companies1

Operations

Employees (total)
344
Advisory staff (per ADV)
38
Advisory staff (5-yr trend)
'25'26
38 advisors → 38 advisors▬ 0%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
tcw.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TCW ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
TCW ASSET MANAGEMENT
BOWDEN, ANDREW, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TCW.COM
Rdap Domain Creation Date
1995-07-19T04:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002043223
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2024-11-21
Edgar Last Filing Date
2025-09-09
Edgar Form D Count
1
Edgar Form D Offerings
2025-01-312025-01-31 · 0002043133-25-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank5
E*trade4
Edgar Addresses
Mailing
515 S FLOWER STLOS ANGELES, CA 90071
Business
515 S FLOWER STLOS ANGELES, CA 90071
Edgar EIN
331557504
Edgar Recent Filings
40-APP/A2025-09-09 · 0000945621-25-000856
40-APP/A2025-08-27 · 0001193125-25-189575
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-18T04:00:00Z
Rdap Domain Last Changed
2025-12-30T18:41:38Z
Rdap Nameservers
Jule.ns.cloudflare.comMajor.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
105742
Trust Company Affiliate
Yes

People (9)

9
TCW ASSET MANAGEMENT COMPANY
Direct Owner · 87.5%
105742
BOWDEN, ANDREW, JOHN
Executive Officer · 2.5%
2480645
Jones, Kathryn, Lynn
Executive Officer · 2.5%
6768341
KOCH, KATHRYN, AGNES
Executive Officer · 2.5%
4561711
KUNG, JESSICA, H
Executive Officer · 2.5%
4833819
MILLER, RICHARD, TODD
Executive Officer · 2.5%
1395983
STOLFI, MELISSA, LYNN
Executive Officer · 2.5%
4975592
VILLA, RICHARD, MANUEL
Executive Officer · 2.5%
5586600
DAVID CHIH-WEN WANG
Executive Officer · 2.5%
2878649