PCM ENCORE, LLC

CRD

333127

SEC file #

801-131243

EIN

994909872

DBA names

—

Economics

AUM

$1.74B

AUM band

$1B+

AUM trajectory

'25 · $1.24B

'26 · $1.74B

'25'26

$1.24B → $1.74B▲ +41%

sec adv history

Client mix

Individuals High Net Worth	66
Individuals Other	61
Corporations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 6 advisors

'26 · 6 advisors

'25'26

6 advisors → 6 advisors▬ 0%

sec adv history

Primary office

ASPEN CO

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/23/2026

linkedin.com/company/pcm-encore(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

Paulus, Michael, James

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

Paulus, Michael, James

PAULUS FAMILY IRREVOCABLE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:pcmencore.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002109846

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-02-13

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0001420506-26-000923

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3439

Soi Zip Pct 200k Plus

0.173

Soi Zip Returns 200k Plus

820

Soi Zip Total AGI

1,854,355

Fdic Zip Total Deposits

29,891,271,000

Fdic Zip Branch Count

269

Fdic Zip Top Banks

Alpine Bank

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Morgan Stanley	3

adv brochure

Edgar Addresses

Mailing

520 E COOPER AVE.STE. 7CASPEN, CO 81611

Business

520 E COOPER AVE.STE. 7CASPEN, CO 81611

Edgar EIN

994909872

Edgar Recent Filings

13F-HR2026-05-12 · 0001420506-26-000923

13F-HR2026-02-13 · 0001420506-26-000414

Fdic Zip Branches Raw

Norwest Bank of Aspen, National AssociationAspen, CO

Colorado National Bank AspenAspen, CO

Fdic Zip HHI

1585.76

Fdic Zip Top Bank Share Pct

30.87

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	11,826
Returns	1,050

Stub 2

AGI	30,060
Returns	800

Stub 3

AGI	49,671
Returns	800

Soi Zip Total Business Income

44,563

Soi Zip Total Cap Gains

725,444

Soi Zip Total Dividends

175,183

Soi Zip Total Returns

4,740

Top Owner CRD

7979333

Trust Company Affiliate