SourcingSourcing

PENSERRA WEALTH MANAGEMENT LLC

C38
CRD 333218·SEC 801-131343·ORINDA, CA
AUM
$2.5M
<$25M
Est. Revenue
$25K
@ 1% on AUM
Est. EBITDA
$8K
@ 30% margin
Est. Deal Value
$60K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PENSERRA WEALTH MANAGEMENT LLC
CRD
333218
SEC file #
801-131343
EIN
—
DBA names
Penserra Wealth Management

Economics

AUM
$2.5M
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other8

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
ORINDA CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
penserrawealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PWM ADVISOR SERVICES LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PWM ADVISOR SERVICES LLC
MADRIGAL, JORGE, NMN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PENSERRAWEALTH.COM
Rdap Domain Creation Date
2022-02-22T20:10:53Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6788
Soi Zip Pct 200k Plus
0.5127
Soi Zip Returns 200k Plus
4,660
Soi Zip Total AGI
4,169,231
Fdic Zip Total Deposits
23,592,828,000
Fdic Zip Branch Count
218
Fdic Zip Top Banks
Wells Fargo Bank, National Association
First Republic Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBOrinda, CA
Bank of Walnut CreekOrinda, CA
Fdic Zip HHI
1480.52
Fdic Zip Top Bank Share Pct
27.17
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-22T20:10:53Z
Rdap Domain Last Changed
2026-02-15T16:59:26Z
Rdap Nameservers
Ns55.domaincontrol.comNs56.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,593
Returns1,290
Stub 2
AGI22,790
Returns620
Stub 3
AGI30,944
Returns500
Soi Zip Total Business Income
137,727
Soi Zip Total Cap Gains
696,969
Soi Zip Total Dividends
180,772
Soi Zip Total Returns
9,090
Trust Company Affiliate
Yes

People (6)

6
GEIGER, LEE, WILSON
IAR · Executive Officer · 2.5%
1552293
MADRIGAL, JORGE, NMN
Executive Officer · 2.5%
3204950
CRAIG M GOUGIS
IAR
3258023
Sean O'Toole
IAR
6989605
Daniel Yung Kim
IAR
4550031
CASTELLI, ANTHONY, NMN
IAR
4409925