SourcingSourcing

COFG ADVISORS, LLC

C43
CRD 333344·SEC 801-131428·OAK BROOK, IL
AUM
$1.21B
$1B+
Est. Revenue
$12.1M
@ 1% on AUM
Est. EBITDA
$3.6M
@ 30% margin
Est. Deal Value
$29.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COFG ADVISORS, LLC
CRD
333344
SEC file #
801-131428
EIN
994880921
DBA names
Chicago Oakbrook Financial Group

Economics

AUM
$1.21B
AUM band
$1B+
AUM trajectory
'25'26
$907.3M → $1.21B▲ +33%
Client mix
Individuals Other1,147
Individuals High Net Worth189
Corporations24
Pension Profit Sharing Plans20

Operations

Employees (total)
19
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'25'26
8 advisors → 9 advisors▲ +13%
Primary office
OAK BROOK IL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
facebook.com/cofgroup.advisor(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COFG BROKERAGE, INC.
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
COFG BROKERAGE, INC.
NAVARRO, DAVID, NATHAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cofg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002104330
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-10
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001951757-26-000816

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
903 COMMERCE DRIVESUITE 300OAK BROOK, IL 60523
Business
903 COMMERCE DRIVESUITE 300OAK BROOK, IL 60523
Edgar EIN
994880921
Edgar Recent Filings
13F-HR2026-05-11 · 0001951757-26-000816
13F-HR2026-02-10 · 0001951757-26-000404
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (11)

11
NAVARRO, DAVID, NATHAN
IAR · Direct Owner · 62.5%
1527259
KAUTZKY, FRANK, EDWARD
IAR · Direct Owner · 7.5%
3253349
Hanna An
IAR
6867565
CARLO JAMES AIRDO
IAR
6321422
John Suchy
IAR
7369427
BRETT ERROL SHERPAN
IAR
4519541
JAE WON HA
IAR
4396632
JOHN ANTHONY FERRANTE
IAR
2617378
BENJAMIN WOZNIAK
IAR
1173795
Angeline Catherine Wozniak
IAR
8236716
BRENDON JON PIERCE
IAR
5175543