SourcingSourcing

CHANGE FORCES LLC

C38
CRD 333400·SEC 801-135772·PORTOLA VALLEY, CA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHANGE FORCES LLC
CRD
333400
SEC file #
801-135772
EIN
—
DBA names
Change Forces

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
PORTOLA VALLEY CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/08/2026
ADV-W filed at
—
Website
linkedin.com/company/change-forces(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHANGE FORCES PERPETUAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
CHANGE FORCES PERPETUAL
Kumar, Kartick
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.7113
Soi Zip Pct 200k Plus
0.5536
Soi Zip Returns 200k Plus
1860
Soi Zip Total AGI
3,295,277
Fdic Zip Total Deposits
3,900,495,000
Fdic Zip Branch Count
32
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Union Bank of California, National AssociationPortola Valley, CA
Union Bank of California, National AssociationPortola Valley, CA
Fdic Zip HHI
4142.54
Fdic Zip Top Bank Share Pct
58.32
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,218
Returns430
Stub 2
AGI7,380
Returns200
Stub 3
AGI12,120
Returns190
Soi Zip Total Business Income
87,754
Soi Zip Total Cap Gains
910,992
Soi Zip Total Dividends
269,720
Soi Zip Total Returns
3,360
Trust Company Affiliate
No

People (1)

1
Kumar, Kartick
Direct Owner · 17.5%
8228304