SourcingSourcing

KARL KAPITAL LLC

C36
CRD 333558·SEC 801-131486·SAN FRANCISCO, CA
AUM
$268.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$805K
@ 30% margin
Est. Deal Value
$6.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KARL KAPITAL LLC
CRD
333558
SEC file #
801-131486
EIN
000000000
DBA names
Karl Kapital

Economics

AUM
$268.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$179.4M → $268.4M▲ +50%
Client mix
Pooled Investment Vehicles7

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
karlkapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GEOFFREY A CLARKE AND RACHAEL B CLARKE, TRUSTEES OR
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
GEOFFREY A CLARKE AND RACHAEL B CLARKE, TRUSTEES OR
DEL MEDICO, ANDREW, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KARLKAPITAL.COM
Rdap Domain Creation Date
2024-09-25T22:40:41Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002058849
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-17
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001214659-26-006458

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley6
E*trade4
Jpmorgan1
Edgar Addresses
Mailing
260 CALIFORNIA STREETSUITE 803SAN FRANCISCO, CA 94111
Business
260 CALIFORNIA STREETSUITE 803SAN FRANCISCO, CA 94111
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-15 · 0001214659-26-006458
13F-HR2026-02-17 · 0001214659-26-001969
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-25T22:40:41Z
Rdap Domain Last Changed
2025-01-22T04:20:33Z
Rdap Nameservers
Ns23.domaincontrol.comNs24.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
ANDREW JAMES DEL MEDICO
Direct Owner · 37.5%
5762638
CLARKE, RACHAEL, (NMN)
Executive Officer · 2.5%
4074234